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THE NEW STATE di Mary Parker Follett | |
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Chapter XV From Contract to Community But perhaps nowhere in our national life is the growing recognition of the group or community principle so fundamental for us as in our modern theory of law. Mr. Roscoe Pound has opened a new future for America by his exposition of modern law, an exposition which penetrates and illuminates every department of our thought. Let us speak briefly of this modern theory of law. It is: (1) that law is the outcome of our community life, (2) that it must serve, not individuals, but the community. Mr. Pound, in a series of articles on "The Scope and Purpose
of Sociological Jurisprudence" in the Harvard Law Review (1910-1912),
points out that it was an epoch-making moment when attention began
to be turned from the nature of law to its purpose. The old conception
of law was that "new situations are to be met always by deductions
from old principles." The new school (headed by 1. Col. Law Rev. 8, 610. So Mr. Pound tells us, the idea of justice as the maximum of individual
self-assertion, which began to appear at the end of the sixteenth
century and reached its highest development in the nineteenth century,
began to give way towards the end of the nineteenth century to the
new idea of the end of law. Modern 2. Pound, Outlines of Lectures on Jurisprudence, p. 20. The influence of sociology on law has here been very marked. For further discussion of a teleological jurisprudence see ch. XXIX. Mr. Pound then shows us that Gierke's theory of association "became as strong an attack upon the individualistic jurisprudence of the nineteenth century upon one side as Jhering's theory of interests was upon another." The "real personality" of the group is plainly expounded by Gierke, that it is not a legal fiction, that is that the law does not create it but merely recognizes that which already exists, that this "real person" is more than an aggregation of individuals, that these is a group will which is something real apart from the wills of the associated individuals. Thus German jurists recognize the principle of "community."
The theory of Vereinbarung, as expounded by Jellinek [3], is also
recognition of the fact that one will can be formed from several.
3. Duguit, L'Etat, Le Droit Objectif et La Loi Positive, 398- 409, from Jellinek, System der subjektiren offentlichen Rechte, 193. The chief consequence of this growing tendency in modern juristic
thinking is seen in the change in attitudes toward contract. The fundamental
question of relation, of association, is -- Can you make one idea
grow where two grew before? _This_ is the law of fruitful increase.
The gradual progress away from contract in legal theory is just the
gradual recognition of this principle. 1. The whole legal history of associations and the development of association law throws much light on the growth of the community idea. The laws regulating partnership are based on contractual relations
between the individual members. The laws regulating corporations are
based on the theory that a corporation is something quite different
from the individuals who constitute it or the sum of those individuals,
that a new entity has been created. I am The paradox of contract is that while it seems to be based on relation,
it is in reality based on the individual. Contract is a particularist
conception. Mr. Pound speaks of the significance of 1. Also, I recognize, because his _"droit objectif"_ based on social solidarity tends to sweep away contract. It is interesting to notice that contract is being attacked from more than one point of view. The bearing of all this on politics will be seen later, especially in ch. XXIX, "Political Pluralism and Sovereignty." We see contract diminishing because we believe in a different mode of association: as fast as association becomes a "community" relation, as fast as individuals are recognized as community-units, just so fast does contract fade away. Jellinek points out that legal theory is coming to recognize that violation of community is quite different from violation of contract. From status to contract we do not now consider the history of liberty
but of particularism -- the development of law through giving a larger
and larger share to the particular will. The present progress of law
is from contact to community. Our particularistic law is giving way
to a legal theory based on a 1. Quoted by Roscoe Pound in Col. Law Rev. 8, 616. The principles of individual rights and contract which have long
dominated our courts [2] are giving way now to sounder doctrine. 2. Statutes limiting the hours of labor were held unconstitutional, railway corporations were held not to be required to furnish discharged employees with a cause for dismissal, etc. 3. Harlan, J., in Muglar v Kansas, 123 U.S. 623. Taken from Roscoe Pound, Liberty of Contract, Yale Law Journal, 18, 468. Our future law is to serve neither classes nor individuals, but the community. The lawyer is to bring his accumulation of knowledge not to his clients merely, but to enrich and interpret and adjust our whole social life. We have many signs to-day of the growing recognition of community as the basis of law. The following are taken from an article by Mr. Pound:[4] 4. The End of Law as Developed in Legal Rules and Doctrines, Harv. Law Rev. 27, 195-234. The increasing tendency of law to impose limitations on the use of property, limitations to prevent the anti-social use of property. This has already been noticed in our new building laws. The limitations now imposed on freedom of contract. This is shown in the statutes regulating the hours and conditions of labor, in the law of insurance [1], in the judicial decisions which have established that the duties of public service corporations are not contractual, flowing from agreement, but quasi-contractual, flowing from the calling in which the public servant is engaged. 1. "Statutes ... have taken many features of the subject out of the domain of agreement and the tendency of judicialdecision has been in effect to attach rights and liabilities to the relation of insurer and insured and thus to remove insurance from the category of contract." Limitations on the part of creditor or injured party to exact satisfaction. This is illustrated by the homestead exemptions which prevail in many states, and such exemptions as tools to artisans, libraries to professional men, and animals and implements to farmers. Imposition of liability without fault, as illustrated to workman's compensation and employers' liability [2]. 2. The old idea of "contributory negligence" is seen in the following decision: "We must remember that the injury complained of is due to the negligence of a fellow workman, for which the master is responsible neither in law nor morals." Durkin v. Coal Co. 171, Pa. St. 193, 205. Quoted by Roscoe Pound in Yale Law Journal, 18, 467. Water rights are now interpreted with limitations on the owners.
Insistence on interest of society in dependent members of household. With respect to children it is not the individual interest of the parents, but the interest of society which is regarded. Thus modern law is being based more and more upon a recognition of the community principle. When we sometimes hear a lawyer talk of such measures as old age
pensions as a matter of "social expediency," we know that
he has not yet caught the community idea in law. Modern law considers Perhaps social psychology can give two warnings to this new tendency
of law. First this relation must not be a personal relation. I have
spoken several times of our modern legal system as based on relation,
but this must not be confused with the relation of the Middle Ages.
Then the fundamental truth of Secondly, the relation itself must always be in relation. But these warnings are not necessary for our progressive judges. It is interesting to read the decisions of our common-law judges with this view: to see how often the search is for the law of the actual conditions and what obligations those actual conditions create, not for a personal relation with some abstract conception of a static relation. It is of a _relation in relation_ that judges must, and often to-day do, consider: not landlord and tenant as landlord and tenant, not master and servant as master and servant, but of that relation in relation to other relations, or, we might say, to society. This growing conception of a dynamic relation in itself means a new theory of law [1]. 1. This is the "new natural law" of which Mr. Pound speaks
as "the revival of the idealist interpretation which is the enduring
possession of philosophical jurisprudence." Thus our law to-day is giving up its deductions from juristic conceptions,
from the "body of rules" upon which trial procedure has
so largely rested, and is beginning to study the condition given with
the aim of reaching the law of that condition. Mr. Pound says distinctly
that law is to be no longer based on first 2. "The Constitutional Opinions of Justice Holmes," by
Felix Frankfurter, Harv. Law Rev. 29, 683-702. As our theory of the state no longer includes the idea of contractual
obligation, we begin to see the interdependence of state and law,
that neither is prior to the other. The same process which evolves
the state evolves the law. Law flows from our life, therefore it cannot
be above it. The source of the We cannot assume that we posses a body of achieved ideas stamped
in some mysterious way with the authority of reason and justice, but
even were it true, the reason and justice of the past must give way
to the reason justice of the present. You cannot bottle up wisdom
-- it won't keep -- but through our associated life it may be distilled
afresh at every instant. We are coming now to see indeed that law
is a social imperative in the strict psychological sense, that is,
that it gets its authority through the power of 1. Quoted by Roscoe Pound in Harv. Law Rev. 25, 505. Our obedience to law then must not be obedience to past law, but obedience to that law which we with all the experience of the past at our command, with all the vision of the future which the past has taught us, with all the intelligence which vivid living in the present has developed in us, are able to make for our generation, for our country, for the world. We are told that one of the most salient points in modern juristic thinking is its faith in the efficacy of effort, its belief that law has been and may be made consciously. When we look upon law as a thing we think of it as a finishedthing;
the moment we look upon it as a process we think of it always in evolution.
Our law must take account of our social and economic conditions, and
it must do it again to-morrow and again day after to-morrow. We do
not want a new legal system with every sunrise, but we do want a method
by which our law shall be capable There has been a distinction made between legal principles and the
application of these principles: legal principles partook of the nature
of the absolute, and to our high-priests, the lawyers, fell the privilege
of applying them. But this is an artificial distinction. If our methods
could be such that the energy of To sum up: Law should not be a "body" of knowledge; it
should be revitalized anew at every moment. Our judges cannot administer
law by knowing law alone. They have to be so closely in touch with
a 1. It has been proposed that we should have trained business men
on the benches of our supreme courts as well as lawyers. The modern lawyer must see, amidst all the complexity of the twentieth-century
world, where we are tending, what our true purpose is, and the part
law can take in making manifest that purpose. The modern lawyer must
create a new system of service. |
Chapter XVI The purpose of this book is to indicate certain changes which must be made in our political method in order that the group principle, the most fruitful principle of association we have yet found, shall have free play in our political life. In Part III we shall devote ourselves specifically to that purpose. Here let us examine some of our past notions of democracy and then trace the growth of true democracy in America. Democracy has meant to many "natural" rights, "liberty"
and "equality." The acceptance of the group principle defines
for us in truer fashion those watchwords of the past. If my true self
is the group-self, then my only rights are those which membership
in a group gives me. The old idea of natural rights postulated the
particularist individual: we know now that no such person exists.
1. See ch. XXIX for the theory of "objective rights" now held by many as the basis of the new state. As an understanding of the group process abolishes "individual
rights," so it gives us a true definition of liberty. We have
seen that the free man is he who actualizes the will of the whole.
I have no liberty except as an essential member of a group. The particularist
idea of liberty was either negative, depending on the removal of barriers,
or it was quantitative, something which I had left over after the
state had restrained me in every way it thought necessary. But liberty
is not measured by the number of restraints we do not have, but by
the number of spontaneous activities we do have. Law and liberty are
not like the two halves of this page, mutually exclusive -- one is
involved in the other. One does not We see that to obey the group which we have helped to make and of which we are an integral part is to be free because we are then obeying ourself. Ideally, the state is such a group, actually it is not, but it depends upon us to make it more and more so. The state must be no external authority which restrains and regulates me, but it must be myself acting as the state in every smallest detail of life. Expression, not restraint, is always the motive of the ideal state. There has been long a kind of balance theory prevalent: everything
that seems to have to do with the one is put on one side, everything
that has to do with the many, on the other, and one side is called
individuality and freedom, and the other, society, constraint, authority.
Then the balancing begins: how But liberty on the popular tongue has always been coupled with equality,
and this expression too needs revaluation. The group process shows
us that we are equal from two points of view: first, I am equal to
every one else as one of the necessary members of the group; secondly,
each of these essential parts is the tap from an infinite supply --
in every man lives an infinite possibility. But we must remember that
there are no mechanical, no quantitative equalities. Democracy in
fact insists on what are usually thought Much of our present class hatred comes from a distorted view of
equality. This doctrine means to many that I have as much "right"
to things as any one else, and therefore if I see any one having more
things than I have, it is proper to feel resentment against that person
or class. Much legislation, therefore, is directed to lopping off
here and there. But such legislation is a negative and therefore non-constructive
interpretation of equality. The trouble with much of our reform is
that it is based on the very errors 1. This is a hoary quarrel. From the beginning of our government it was seen that the equal rights doctrine was a sword which could cut both ways. Both Federalists and Republicans believed in equal rights: the Federalists, therefore, wanted to protect individuals with a strong government; the Republicans wanted a weak government so that individuals could be let alone in the exercise of their equal rights. Our distorted ideas of rights and liberty and equality have been mixed up with our false conception of the state, with the monstrous fallacy of man vs. the state. But as we now see that the individual and society are different aspects of the same process, so we see that the citizen and the state are one, that their interests are identical, that their aims are identical, that they are absolutely bound up together. Our old political dualism is now disappearing. The state does not exist for the individual or the individual for the state: we do not exalt the state and subordinate the individual or, on the other hand, apotheosize the individual and give him the state as his "servant." _The state is not the servant of the people_. The state must _be_ the people before it can reach a high degree of effective accomplishment. The state is one of the collective aspects of the individual; the individual is from one point of view the distributive aspect of the state. The non-existence of self-sufficing individuals gives us the whole of our theory of democracy. Those who govern and those who are governed are merely two aspects of the common will. When we have a state truly representative of our collective citizenship, then the fear of the state will disappear because the antithesis between the individual and the state will have disappeared. To sum up: our present idea of the state is that it is not something
outside ourselves, that it must flow out from ourselves and control
our social life. But it must "control" our life by expressing
it. The state is always the great Yes not the great No. Liberty and
restraint are not opposed, because ideally expression of the social
will in restraint _is_ our freedom. The state has a higher function
than either restraining individuals or protecting individuals. It
is to have a great forward policy which shall |